Matthew Brodman is a Compliance and Risk Management Associate, responsible for execution of day-to-day compliance functions, including monitoring employee adherence to personal trading policies, maintaining Anti-Money Laundering and Know Your Customer procedures, reviewing marketing materials to ensure compliance with applicable laws and regulations and assisting with development of the firm’s compliance training program.
Prior to joining CenterSquare, Matthew was a Regulatory Supervision Analyst at Prudential Annuities, and a Senior Compliance Analyst at ACA Global.
Matthew holds a B.S. in Mathematics and Economics from the University of Pittsburgh and is a Registered Representative with FINRA and holds his Series 6 and 26 licenses. He is also a member of the firm’s Business Risk and Compliance Committee.
2 years with the firm
5 years of industry experience
